Bank of the West Private Client Advisor - San Jose, Santa Cruz, Monterey areas in Santa Cruz, California
Private Client Advisor - San Jose, Santa Cruz, Monterey areas
At Bank of the West, our people are having a positive impact on the world. We’re investing where we feel we can make the most impact, like advancing diversity and women entrepreneurship programs, financing for more small businesses, and promoting programs for sustainable energy. From our locations across the U.S., Bank of the West is taking action to help protect the planet, improve people’s lives, and strengthen communities. We are part of BNP Paribas, a global leader supporting the UN Sustainable Development Goals (SDGs). Yes, we’re a bank, but as the bank for a changing world, we are continually seeking to improve the ways we help our customers, while contributing to more sustainable and equitable growth.
Job Description Summary
Seasoned Professional contributor works independently with limited supervision. The WMG Relationship Manager is the first initial point of contact and the primary contact to bank of the West's highest income / net worth client's portfolio with a focus on $250k affluent and $ 3.5M high net worth. The Relationship Manager is responsible for managing a portfolio of clients; maximizing client engagement by assessing, understanding, and identifying clients banking needs and providing or arranging a wide array of wealth advice.
Essential Job Functions
Acts as the main point of contact for affluent and high end net worth clients for Wealth Management.
Demonstrates solid business development skills by acquiring profitable client relationships with high income/net worth clients of Wealth Management.
Responsible for identifying client needs and ensuring needs are met by utilizing investments, insurance, Daily Banking, Credit or Other relevant products, in connection with clients tax, legal and estate planning professionals.
Expands client portfolio through referrals to Fiduciary Officers, Portfolio Managers, BWIS Representatives, Real Estate, Tax and Estate Officers.
Responsible for following up to ensure all banking services provided to clients exceed their expectations.
Expands and builds relationship with client by proactively monitoring client’s portfolio.
Provides clients a high level of consultative financial advice by using the full range of banking products and services designed for the affluent / high-end private customer needs.
Ensures all documentation is up to date, complete and in compliance with all policies, regulations, laws and procedures.
Other Job Duties
- Performs other duties as assigned.
Requires advanced knowledge of job area typically obtained through advanced education combined with experience.
May have practical knowledge of project management.
Requires 5 years minimum prior relevant experience.
High School Diploma or GED Required
Bachelor's Degree Finance, Accounting, Bus Admin or related field
Licenses & Certifications
Series License-7 Active Valid FINRA Series 7 License Upon Hire
Series License-66 Active Valid FINRA Series 66 License or Series 63 & 65 in place of 66 Upon Hire
Requires NMLS Registry to perform duties as MLO 60 Days,
Solid knowledge of financial products and services for the ultra-high end net worth individual market.
Solid knowledge of consumer lending; credit, documentation and portfolio management Solid knowledge of brokerage and investment products Intermediate software application experience.
Equal Employment Opportunity Policy
Bank of the West is an Equal Opportunity employer and proud to provide equal employment opportunity to all job seekers without regard to any status protected by applicable law. Bank of the West is also an Affirmative Action employer - Minority / Female / Disabled / Veteran.
Bank of the West will consider for employment qualified applicants with criminal histories pursuant to the San Francisco Fair Chance Ordinance subject to the requirements of all state and federal laws and regulations.
Job: Advisory Services
Location: United States-California-San Jose
Other Locations: United States-California-Monterey, United States-California-Santa Cruz
Requisition ID: 052658